Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jan 2023)
- CF10 Compliance Oversight (11 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Sep 2017 to 8 Dec 2019)
-
- CF30 Customer (29 Jan 2016 to 6 Mar 2016)
-
- CF30 Customer (20 Mar 2014 to 8 Sep 2017)
- CF29 Significant management (19 Aug 2011 to 4 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.