Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Portland Hill Asset Management Limited (no longer approved here)

    FRN 752011

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jan 2023)
    • CF10 Compliance Oversight (11 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Sep 2017 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (29 Jan 2016 to 6 Mar 2016)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (20 Mar 2014 to 8 Sep 2017)
    • CF29 Significant management (19 Aug 2011 to 4 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.