Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- 14. Managing investments
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Manager of certification employee (since 17 Mar 2026)
- [FCA CF] Client dealing (since 17 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 17 Mar 2026)
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- [FCA CF] Client dealing (11 Mar 2020 to 9 Oct 2020)
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- [FCA CF] Client dealing (11 Mar 2020 to 9 Oct 2020)
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- CF30 Customer (25 Oct 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.