Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 14 Sep 2022)
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- [FCA CF] Material risk taker (18 Dec 2020 to 21 Jul 2022)
- [FCA CF] Client dealing (2 Apr 2020 to 14 Sep 2022)
- [FCA CF] Manager of certification employee (27 Feb 2017 to 3 Aug 2017)
- CF30 Customer (28 Dec 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.