Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 21 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Dec 2020)
  • D & P Advisors LLP (no longer approved here)

    FRN 733936

    • SMF27 Partner (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
    • CF4 Partner (13 Nov 2019 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 26 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Feb 2019)
    • CF30 Customer (6 Jun 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.