Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 29 Sep 2023)
- [FCA CF] Client dealing (since 29 Mar 2022)
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Goldman Sachs International Bank
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (since 20 May 2021)
- [FCA CF] Client dealing (20 May 2021 to 27 Feb 2022)
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Goldman Sachs International
FRN 142888
- [PRA CF] Significant risk taker or Material risk taker (since 20 May 2021)
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- [FCA CF] Client dealing (9 Nov 2018 to 26 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.