Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 9 Jun 2022)
- [FCA CF] Material risk taker (since 9 Jun 2022)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 27 Oct 2021)
- CF29 Significant management (9 Oct 2017 to 8 Dec 2019)
- CF30 Customer (9 Oct 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.