Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (22 Apr 2008 to 1 Jul 2008)
    • CF29 Significant management (1 Nov 2007 to 1 Jul 2008)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Jun 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (11 May 2004 to 7 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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