Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 23 Jan 2023)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (30 Aug 2019 to 23 Jun 2021)
- CF30 Customer (22 Sep 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.