Alexandre Isaaz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 31 Jan 2023)
    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Manager of certification employee (since 25 Nov 2022)
    • [FCA CF] Client dealing (since 28 Sep 2022)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 31 Jan 2023)
    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Manager of certification employee (since 25 Nov 2022)
    • [FCA CF] Client dealing (since 28 Sep 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 13 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 13 Sep 2022)
    • [FCA CF] Manager of certification employee (31 Aug 2018 to 13 Sep 2022)
    • [FCA CF] Client dealing (31 Aug 2018 to 13 Sep 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 13 Sep 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 13 Sep 2022)
    • [FCA CF] Client dealing (31 Aug 2018 to 13 Sep 2022)
    • [FCA CF] Manager of certification employee (31 Aug 2018 to 13 Sep 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2019 to 13 Sep 2022)
    • [FCA CF] Material risk taker (20 Feb 2019 to 13 Sep 2022)
    • [FCA CF] Manager of certification employee (31 Aug 2018 to 13 Sep 2022)
    • [FCA CF] Client dealing (31 Aug 2018 to 13 Sep 2022)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (4 Oct 2010 to 8 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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