Alexandre Diogo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

North Rock Capital Management (UK) LLP
FRN 937100
- [FCA CF] Manager of certification employee (since 9 Jan 2026)
- [FCA CF] Client dealing (since 3 Oct 2022)
Pictet Asset Management Limited (no longer approved here)
FRN 181966
- [FCA CF] Client dealing (1 Feb 2020 to 6 Apr 2022)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF30 Customer (17 Feb 2014 to 31 Jan 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.