Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 May 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 May 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Dec 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 May 2020)
    • CF30 Customer (24 Feb 2014 to 6 Mar 2016)
  • Zelof & Partners LLP (no longer approved here)

    FRN 596483

    • CF30 Customer (18 Jun 2013 to 21 Feb 2014)
    • CF4 Partner (18 Jun 2013 to 21 Feb 2014)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (7 Apr 2009 to 11 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.