Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 22 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jul 2020 to 31 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2019)
    • CF30 Customer (2 Dec 2015 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 22 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Jul 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (11 Mar 2019 to 15 Jul 2020)
    • [FCA CF] Manager of certification employee (11 Mar 2019 to 15 Jul 2020)
    • [FCA CF] Material risk taker (11 Mar 2019 to 15 Jul 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (11 Mar 2019 to 15 Jul 2020)
    • [FCA CF] Manager of certification employee (11 Mar 2019 to 15 Jul 2020)
    • [FCA CF] Material risk taker (11 Mar 2019 to 15 Jul 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (2 Nov 2012 to 12 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.