Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 Aug 2024)
    • [FCA CF] Manager of certification employee (since 28 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 26 Mar 2013)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 4 Oct 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.