Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 11 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2022)
    • [FCA CF] Client dealing (since 15 Oct 2018)
    • [FCA CF] Manager of certification employee (13 Sep 2018 to 28 Feb 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 5 Mar 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (11 Feb 2003 to 16 Jun 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (11 Feb 2003 to 16 Jun 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (11 Feb 2003 to 16 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.