Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2022)
- [FCA CF] Client dealing (since 15 Oct 2018)
- [FCA CF] Manager of certification employee (13 Sep 2018 to 28 Feb 2019)
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- CF30 Customer (23 Jan 2009 to 5 Mar 2010)
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- CF21 Investment Adviser (11 Feb 2003 to 16 Jun 2005)
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- CF21 Investment Adviser (11 Feb 2003 to 16 Jun 2005)
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- CF21 Investment Adviser (11 Feb 2003 to 16 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.