Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • SMF19 Head of Overseas Branch/Head of Overseas (since 17 Mar 2025)
    • [PRA CF] Managing a material risk taker (1 Mar 2025 to 17 Mar 2025)
    • [FCA CF] Material risk taker (1 Mar 2025 to 17 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2025 to 17 Mar 2025)
    • [FCA CF] Client dealing (1 Mar 2025 to 17 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2025 to 17 Mar 2025)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (20 Jan 2023 to 14 Oct 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (1 Jan 2023 to 14 Oct 2024)
    • [FCA CF] Material risk taker (7 Jun 2022 to 1 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Jun 2022 to 1 Jan 2023)
    • [PRA CF] Managing a material risk taker (7 Jun 2022 to 1 Jan 2023)
    • [FCA CF] Manager of certification employee (30 Nov 2018 to 1 Jan 2023)
    • [FCA CF] Significant management (30 Nov 2018 to 25 Nov 2019)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (13 Sep 2010 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (13 Sep 2010 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (26 Feb 2009 to 11 Sep 2009)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 8 Feb 2009)
    • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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