Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chapter House Wealth Management Limited
FRN 913373
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
- SMF3 Executive Director (since 15 May 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 May 2020)
- Responsible for Insurance Distribution (since 15 May 2020)
- SMF16 Compliance Oversight (since 15 May 2020)
Recent activity
Updates to this individual's record on the FCA register.
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