Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
VIE INTERNATIONAL FINANCIAL SERVICES LIMITED
FRN 227492
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 17. Administrative functions in relation to managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 21 Aug 2023)
- CF30 Customer (16 May 2017 to 8 Dec 2019)
-
- CF30 Customer (11 Apr 2013 to 19 Sep 2013)
-
- CF30 Customer (21 Mar 2013 to 19 Sep 2013)
-
- CF30 Customer (3 Dec 2007 to 6 Jun 2011)
-
- CF30 Customer (3 Dec 2007 to 6 Jun 2011)
-
- CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.