Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 17. Administrative functions in relation to managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2023)
    • CF30 Customer (16 May 2017 to 8 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 19 Sep 2013)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 19 Sep 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (3 Dec 2007 to 6 Jun 2011)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (3 Dec 2007 to 6 Jun 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.