Alexandra Lorn Dick

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Navera Investment Management Limited

    FRN 923827

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 May 2020)
    • [FCA CF] Client dealing (since 1 May 2020)
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
    • [FCA CF] Manager of certification employee (since 1 May 2020)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF30 Customer (26 Sep 2013 to 12 Sep 2014)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (28 May 2012 to 28 Sep 2013)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
    • CF27 Investment Management (24 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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