Alexandra Kate Louise Hart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CHL Finance Ltd
FRN 968077
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Sep 2024)
PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- [FCA CF] Functions requiring qualifications (1 Nov 2023 to 16 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (21 Jun 2021 to 1 Nov 2023)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- Appointed representative dealing with clients for which they require qualification (10 Dec 2020 to 15 Apr 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.