Alexandra Jane Gower

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 3 Aug 2023)
    • [FCA CF] Client dealing (1 Oct 2021 to 3 Aug 2023)
  • Davidsons Independent Financial Advisers Limited (no longer approved here)

    FRN 224407

    • [FCA CF] Client dealing (2 Nov 2020 to 15 Jul 2022)
    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 15 Jul 2022)
  • Hammond Raggett & Company Limited (no longer approved here)

    FRN 194710

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2020)
    • CF30 Customer (1 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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