Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Premier Financial Management Ltd
FRN 189921
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 7 Oct 2025)
-
- [FCA CF] Functions requiring qualifications (8 Apr 2019 to 10 Apr 2020)
-
- [FCA CF] Functions requiring qualifications (5 Oct 2016 to 1 Jul 2018)
- CF30 Customer (3 Sep 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.