Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ashmore Investment Management Limited
FRN 185402
- SMF3 Executive Director (since 20 Nov 2023)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Oct 2022 to 5 Dec 2023)
- SMF16 Compliance Oversight (21 Oct 2022 to 5 Dec 2023)
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Ashmore Investment Advisors Limited
FRN 611412
- SMF3 Executive Director (since 20 Nov 2023)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (21 Oct 2022 to 5 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Oct 2022 to 5 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.