Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Significant management (since 28 Sep 2020)
    • [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Client dealing (28 Sep 2020 to 30 Dec 2022)
    • SMF3 Executive Director (since 1 Jul 2022)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF29 Significant management (29 Jan 2013 to 30 Dec 2014)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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