Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wise Investments Ltd
FRN 230553
- SMF16 Compliance Oversight (since 25 Jul 2024)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF3 Chief Executive (29 Jun 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (7 Jun 2017 to 30 Sep 2018)
- CF1 Director (14 Jul 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 4 Aug 2017)
- CF21 Investment Adviser (29 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.