Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 11 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (21 Jan 2020 to 9 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.