Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Russell Investments Limited
FRN 122282
- [FCA CF] Material risk taker (since 31 Aug 2023)
- [FCA CF] Significant management (since 17 Mar 2023)
- [FCA CF] Manager of certification employee (since 17 Mar 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (13 Oct 2015 to 8 Feb 2018)
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- [FCA CF] Material risk taker (since 31 Aug 2023)
- [FCA CF] Significant management (since 17 Mar 2023)
- [FCA CF] Manager of certification employee (since 1 Sep 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (26 Oct 2015 to 8 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.