Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 23 Nov 2020)
- [FCA CF] Manager of certification employee (since 23 Nov 2020)
-
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 23 Nov 2020)
- [FCA CF] Client dealing (since 23 Nov 2020)
-
- [FCA CF] Client dealing (24 Apr 2018 to 30 Sep 2020)
-
- CF30 Customer (13 Oct 2010 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 10 Jul 2008)
- CF21 Investment Adviser (24 Apr 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.