Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 10 Feb 2023)
- [FCA CF] Manager of certification employee (since 8 Dec 2022)
- [FCA CF] Client dealing (since 27 Sep 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 10 Feb 2023)
- [FCA CF] Manager of certification employee (since 8 Dec 2022)
- [FCA CF] Client dealing (since 27 Sep 2022)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.