Alexander William Patrick Buck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 28 Feb 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Oct 2015)
  • AB Wealth Management Limited

    FRN 918063

    • (2)Employed By (since 27 Jan 2020)
  • Peter Harding Practice Ltd (no longer approved here)

    FRN 402110

    • (31)Employed By (12 Oct 2015 to 27 Jan 2020)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (24 Jul 2012 to 27 Oct 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 May 2008 to 23 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.