Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 18 Feb 2020)
    • CF29 Significant management (4 May 2018 to 9 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (30 Oct 2007 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF29 Significant management (4 May 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF29 Significant management (4 May 2018 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF29 Significant management (4 May 2018 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.