Alexander Wheeler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 25 Jun 2019)
Alexander Wheeler
FRN 843511
- (1)Employed By (since 25 Jun 2019)
CLIFTON WEALTH LIMITED (no longer approved here)
FRN 541564
- Employed By (21 Nov 2016 to 6 Jun 2019)
Clifton Compliance Services Ltd (no longer approved here)
FRN 480676
- CF30 Customer (28 Mar 2014 to 6 Jun 2019)
CLIFTON CONSULTING LIMITED (no longer approved here)
FRN 541544
- Employed By (28 Mar 2014 to 6 Jun 2019)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.