Alexander Wheal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 22 Jun 2021)
    • [FCA CF] Client dealing (since 7 Nov 2016)
    • CF30 Customer (13 Oct 2009 to 6 Mar 2016)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 10 Jul 2009)
    • CF22 Investment Adviser (Trainee) (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.