Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Oct 2025)
    • [FCA CF] Material risk taker (since 27 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2025)
    • CF21 Investment Adviser (7 Sep 2005 to 6 Sep 2007)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 27 Oct 2025)
    • [FCA CF] Material risk taker (since 27 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2025)
    • [FCA CF] Client dealing (since 27 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2025)
    • [FCA CF] Material risk taker (since 27 Oct 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (23 Jun 2021 to 15 Oct 2025)
    • [FCA CF] Manager of certification employee (25 May 2018 to 15 Oct 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Oct 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Oct 2025)
    • CF30 Customer (2 Sep 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (3 Feb 2004 to 4 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.