Alexander Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 10 Nov 2023)
- [FCA CF] Client dealing (since 1 Dec 2022)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 31 Dec 2020)
- [FCA CF] Material risk taker (16 Jul 2020 to 31 Dec 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 22 Nov 2022)
- CF30 Customer (7 Sep 2010 to 13 May 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (21 Nov 2008 to 16 Aug 2010)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (21 Nov 2008 to 16 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.