Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 29 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 May 2016 to 7 Oct 2016)
    • CF30 Customer (8 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Apr 2015 to 10 Feb 2016)
    • CF3 Chief Executive (8 Apr 2015 to 8 Dec 2019)
    • CF4 Partner (8 Apr 2015 to 8 Dec 2019)
  • Red Sky Capital Solutions LLP (no longer approved here)

    FRN 530676

    • CF30 Customer (30 Jun 2014 to 2 Apr 2015)
  • Serone Capital Management LLP (no longer approved here)

    FRN 502305

    • CF30 Customer (30 Jan 2012 to 30 Jun 2014)
    • CF4 Partner (30 Jan 2012 to 30 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.