Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (26 Oct 2020 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (26 Oct 2020 to 18 Jan 2021)
    • [FCA CF] Material risk taker (26 Oct 2020 to 18 Jan 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (16 Jun 2020 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (1 Aug 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (2 Feb 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (16 Jun 2020 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (1 Aug 2019 to 18 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2021)
    • CF30 Customer (2 Feb 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.