Alexander Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 25 Apr 2023)
    • [FCA CF] Material risk taker (since 25 Apr 2023)
    • CF30 Customer (1 Nov 2010 to 6 Mar 2016)
  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Manager of certification employee (since 2 Jul 2018)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2017)
    • CF30 Customer (1 Nov 2010 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 7 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.