Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 27 Feb 2025)
- Appointed representative dealing with clients for which they require qualification (since 27 Feb 2025)
- CF1 Director (AR) (since 26 Feb 2025)
- CF30 Customer (since 26 Feb 2025)
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Prosperity Financial Limited
FRN 1026422
- (2)Employed By (since 26 Feb 2025)
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Connect IFA Ltd
FRN 441505
- CF1 Director (AR) (since 11 Dec 2024)
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PROSPERITY HEALTH & LIFE LTD
FRN 1020590
- (1)Employed By (since 11 Dec 2024)
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- [FCA CF] Functions requiring qualifications (21 Apr 2023 to 26 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (21 Apr 2023 to 26 Oct 2023)
- [FCA CF] Client dealing (21 Apr 2023 to 26 Oct 2023)
- CF30 Customer (17 Mar 2023 to 26 Oct 2023)
- Director of firm who is not a certification employee or a SMF manager (16 Feb 2022 to 26 May 2023)
- CF1 Director (AR) (15 Feb 2022 to 26 Oct 2023)
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- Employed By (15 Feb 2022 to 26 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.