Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • SMF3 Executive Director (since 1 Sep 2020)
    • [FCA CF] Client dealing (since 1 Sep 2020)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2020)
    • CF30 Customer (1 Jan 2016 to 5 Aug 2020)
  • Willow Financial Solutions Ltd (no longer approved here)

    FRN 725885

    • Employed By (29 Feb 2016 to 5 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.