Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2026)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 29 Nov 2022)
    • CF1 Director (AR) (since 14 Sep 2022)
    • (1)Employed By (since 31 Mar 2022)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF1 Director (AR) (31 Mar 2022 to 7 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (1 Feb 2020 to 5 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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