Alexander Singh Cheema

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Financial Associates Limited

    FRN 458421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Ben Thorpe Financial Services Limited

    FRN 843556

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2024)
    • [FCA CF] Client dealing (since 6 Feb 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Feb 2024)
    • CF1 Director (AR) (11 Dec 2014 to 6 Feb 2024)
    • CF30 Customer (11 Dec 2014 to 6 Feb 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (11 Dec 2014 to 6 Feb 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (12 Mar 2014 to 16 Dec 2014)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (344)Employed By (12 Mar 2014 to 16 Dec 2014)
  • ASCOT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 551744

    • CF30 Customer (15 Nov 2012 to 28 Feb 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Jun 2010 to 9 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

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