Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Feb 2021 to 1 Jul 2021)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (4 Jan 2021 to 1 Jul 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (21 Feb 2018 to 8 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2021)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (21 Feb 2018 to 8 Mar 2019)
    • [FCA CF] Client dealing (23 Jan 2018 to 1 Jul 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (21 Feb 2018 to 8 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2021)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (25 Sep 2008 to 29 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.