Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 13 Mar 2024)
    • [FCA CF] Client dealing (since 10 Nov 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Sep 2016)
    • [FCA CF] Manager of certification employee (since 9 Sep 2016)
    • [PRA CF] Managing a material risk taker (13 May 2022 to 15 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
    • [PRA CF] Managing a material risk taker (since 13 Mar 2024)
    • [FCA CF] Manager of certification employee (since 12 Mar 2024)
    • [PRA CF] Managing a material risk taker (13 May 2022 to 15 Aug 2023)
    • [FCA CF] Manager of certification employee (26 Apr 2022 to 9 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (5 Sep 2018 to 9 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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