Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Mar 2025)
    • CF30 Customer (21 Oct 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 1 Mar 2025)
    • [FCA CF] Significant management (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (21 Oct 2015 to 8 Dec 2019)
    • [FCA CF] Significant management (since 1 Jan 2023)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (14 Mar 2011 to 27 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.