Alexander Richard Millett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GHC CAPITAL MARKETS LTD.

    FRN 152998

    • 17. Administrative functions in relation to managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 6 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Aug 2025)
  • Oberon Investments Limited (no longer approved here)

    FRN 124885

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2025)
    • CF30 Customer (3 May 2019 to 8 Dec 2019)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (17 Sep 2013 to 1 Jul 2019)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF30 Customer (23 Jun 2010 to 31 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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