Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alexander James Partnership Limited
FRN 735875
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 16 Jun 2016)
- CF10 Compliance Oversight (25 Aug 2017 to 8 Dec 2019)
- CF1 Director (16 Jun 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.