Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • [FCA CF] Client dealing (6 Oct 2021 to 4 Oct 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2017 to 15 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 15 Mar 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Mar 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Mar 2020)
    • CF30 Customer (1 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.