Alexander Price

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (10 Sep 2021 to 30 Jan 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 30 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 30 Aug 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 30 Aug 2019)
    • CF30 Customer (28 Aug 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 30 Aug 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 30 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 30 Aug 2019)
    • CF30 Customer (28 Aug 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (13 Sep 2010 to 19 May 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.