Alexander Posner

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brevan Howard Investment Management Limited

    FRN 1023447

    • [FCA CF] Client dealing (since 10 May 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (12 Jul 2018 to 5 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Sep 2023)
    • CF29 Significant management (5 Mar 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (12 Jul 2018 to 5 Sep 2023)
    • [FCA CF] Material risk taker (17 May 2017 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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