Alexander Philip Cowley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- [FCA CF] Manager of certification employee (13 Nov 2023 to 10 Jan 2024)
- CF30 Customer (4 Jun 2013 to 8 Dec 2019)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (24 Jun 2009 to 27 Jun 2011)
South River Asset Management Limited (no longer approved here)
FRN 197097
- CF30 Customer (1 Nov 2007 to 4 Jul 2008)
- CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF21 Investment Adviser (16 Sep 2005 to 7 Sep 2006)
- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.